Ann Campbell Articles - TL;DR - Digital Science https://www.digital-science.com/tldr/people/ann-campbell/ Advancing the Research Ecosystem Thu, 21 Dec 2023 07:40:50 +0000 en-US hourly 1 https://wordpress.org/?v=6.7.2 Navigating Trust in Academic Research: The Rise of Data Availability Statements – Part II https://www.digital-science.com/tldr/article/navigating-trust-in-academic-research-the-rise-of-data-availability-statements-pt2/ Thu, 21 Dec 2023 07:40:49 +0000 https://www.digital-science.com/?post_type=tldr_article&p=68899 This blog series ventures into the realms of research integrity and transparency - with a focus on Data Availability Statements.

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Navigating Trust concept image

Welcome to the second part of our blog series, Navigating Trust in Research. In this installment, we delve deeper into the world of data availability statements (DAS) using Trust Marker data from Digital Science’s Dimensions database.

We further explore the collaboration efforts at different levels supporting research endeavors that exemplify best practices by including a DAS, shedding some light on the key players driving transparency and reproducibility in academic research. More importantly, we explore DAS trends and insights around particular collaborations between countries within certain income groups and investigate the case of Ethiopia as a country with outstanding Trust Marker performance. 

An examination of DAS and other Trust Marker data reveals some interesting trends in research collaboration and transparency across different income regions. Several key takeaways emerge:

  • Both national and international collaborations across multiple income groups tend to have higher rates of DAS adoption compared to research output from single institutions. International and national research often necessitates more comprehensive data management plans. This appears to positively influence DAS practices. 
  • Lower income countries exhibit high levels of DAS adoption within nationally collaborative and independent research. This is exemplified by the impressive growth in Ethiopia’s DAS rates across publications with national, international, and single institutional affiliations. Internal policies and a strategic national focus on areas like health seem to be key drivers.
  • While higher income countries demonstrate steady improvement in DAS rates over time, the growth trajectory lags behind that of low-income regions in collaborative and independent research scenarios.

Introduction

In Part I of Navigating Trust in Academic Research: The Rise of Data Availability Statements, we discussed the rapid expansion of Data Availability Statements (DAS) practices globally, with substantial growth occurring in the last three years. The growth, however, has not been shared equally among some of the countries we sampled. While countries such as China, Australia, Canada, and the UK have witnessed a significant surge in the adoption of DAS, others have experienced more modest increases or variations in their DAS practices. These disparities highlight the need for a closer examination of the factors contributing to the divergent trends in DAS practices within academic research across different regions.  

As we continue our exploration, we first shift our focus from the presence of a DAS to the underlying collaborative landscape examining patterns of collaboration across income groups.

Methodology 

In conducting this analysis, we again rely on Digital Science’s Dimensions database and the Dimensions Research Integrity dataset. We use the Dimensions on Google BigQuery provision to extract data on research output, underlying funder data and associated countries using the organization associated with each author. Additional country data from the Google BigQuery World Bank dataset is also integrated for further analysis. Research output for this study excludes books, chapters and monographs. 

As with Part I of the blog, we limit research outputs from 2017 to 2022 to ensure focused analysis. We extracted metadata from the research outputs including Fields of Research (FoR), Sustainable Development Goals (SDGs), supporting funder, author affiliation including institution and country, and the associated Economic Development Class as defined by the World Bank dataset (publicly available in the BigQuery environment). Where we are exploring underlying funder trends, only those publications where an underlying funder has been identified are included.   

Research output is associated with an income group if at least one author is affiliated with a country within that income group at the time of publication.

Findings

Figure 1 shows the growth of DAS according to the World Bank’s classification of countries by income groups. Low-income countries are leading in DAS practices, with publications containing DAS increasing from just below 20% in 2017 to approximately 55% in 2022. Both the high-income group and the upper-middle-income group exhibit similar growth patterns, with DAS adoption rates rising from very low levels in 2017 to over 30% in 2022. The lower-middle-income group lags behind, showing a widening gap in DAS practices compared to other income groups, despite its natural rate of improvement over the same period.

Figure 1: Growth of DAS by Country Income Group (World Bank income-level classification: high, upper middle, lower middle, and low).

This overall trend may come to the surprise of some, as there is a common perception that research culture and practices tend to be more robust within higher-income groups. Addressing this question requires us to delve deeper into the factors that potentially influence the adoption of trust markers and the distinctive dynamics within each income stratum. We do so by looking into the trends and dynamics of research collaborations, the underlying funder patterns, and their potential role in shaping DAS practices.

Collaborations and DAS Practices

Table 1 presents the total volume and proportion of publications containing DAS, for those that have no collaboration (outside the authors institution), national collaboration and international collaboration over the past six years (i.e., 2017-2022). Overall, 32% (or about one in every three) of the publications we examined contained DAS in 2022. 

Interestingly, when we specifically looked at publications resulting from collaborations involving multiple income groups on an international scale, we observed a higher proportion containing DAS, which stood at 39% in 2022. This trend of a higher presence of DAS in such collaborative publications has been consistent in previous years.

ALLTotal PublicationsDAS PublicationsOverall DAS(%)Publications – No Collaboration (%)Publications – No Collaboration DAS (%)Publications – Intra Country Collaboration (%)Publications – Intra Country Collaboration DAS (%)Publications – International Collaboration (%)Publications – International Collaboration DAS (%)
20172325127924304%41%2%25%5%31%6%
201824902611332255%40%3%25%7%32%7%
201926759892034128%39%5%26%9%32%10%
2020303515438034113%38%9%26%15%33%15%
2021327459575066823%38%16%27%27%33%28%
20223311785106417332%37%24%28%38%32%39%
Table 1: Publication, Collaboration and DAS percentages for all income groups 2017-2022.

Looking at these figures on a global scale, the proportion of Data Availability Statements vary only slightly between intra-country collaborations and international collaborations. 

Several factors could have potentially contributed to the observation. First, international projects usually require comprehensive research data management and sharing plans. Researchers from institutions with strong policies on data management influence the practices in collaborative work. This tends to push research collaborators towards the adoption of best practices in research, including data sharing norms such as DAS in research publications. Second, international collaborations sometimes involve the integration of data from different sources and jurisdictions. To navigate a complex landscape of funding and ethical requirements regarding data usage and sharing often necessitates clear data availability statements. 

Collaborations and DAS Disparities for Low- and High-Income Groups

When the dataset is further partitioned into different income groups, we observe different levels of engagement in cross-institution research collaborations between the high- and low-income countries. 

We examined approximately 1.5 million publications with at least one author from a  high-income country group in 2022. Among which, one-third were the output of a single institution, and two-thirds were the output of national or international collaborations (Table 2). In comparison, publications with at least one author from the low-income country group published substantially less, but with a much higher rate of cross-institution collaboration, especially international collaboration. This likely reflects a stronger inclination for researchers in low-income countries to engage in collaborative efforts and seek international partnerships. There also tends to be a global nature of research efforts in low-income countries. This may stem from the need to address global challenges that disproportionately affect these regions, such as infectious diseases or the impact of climate change (Aksnes & Sivertsen, 2023).

Country Income GroupNo. of publications examinedNo Collaboration Outside Institution (%)National Collaboration (%)International Collaboration (%)
High155711633%27%39%
Low2708522%11%63%
Table 2: Publication and Collaboration percentages for High and Low Income groups 2022.

There are several potential discussion points stemming from these findings. Has the dependency on international resources and collaborations brought along an increased emphasis on open science and DAS, possibly as a condition of international funding and partnerships when it comes to research from lower-income regions? Do varying incentive structures account for differences in the rate of increase in DAS between national and international collaborations? What influence does policy and funding sources have, particularly in projects involving low-income countries? Finally, what part do local research priorities have to play within these regions? Perhaps the focus on international collaboration in low-income countries is driven by the need to address pressing local issues that have global implications, thus requiring a broader data-sharing approach. Or perhaps they are simply leading for other reasons.

Figure 2 shows that the proportion of publications containing DAS with no outside collaboration increases from 3% in 2017 to 24% in 2022. When we look at those from low-income countries, the proportion of publications containing DAS increased from 15% in 2017 to 54% in 2022. The notable increase in the proportion of publications containing DAS for both high and low-income countries is indicative of a growing commitment to data transparency across both regions. The growth is more pronounced however within low-income countries. This could be driven by various factors such as the increased emphasis on open science practices or requirements set by funding bodies.

Figure 2: Growth of DAS for Publications with No Outside Collaboration (i.e. Single Institution Affiliation).

On examining similar data for publications that have national collaboration, i.e. those publications that have additional authors outside the institution but within the same country, we reveal some telling contrasts between research from high-income regions and low-income regions. Despite fewer national collaborations, Low-income countries have shown a substantial increase in publications with DAS, ranging from 28% in 2017 to 66% in 2022 (Figure 3). This marked increase indicates a robust movement towards open science, again possibly encouraged by funder requirements or international norms. high income countries, although displaying an increase in DAS prevalence, present a slower rate of adoption – with a noticeable increase only occurring after 2020. This suggests that while there is a general trend towards data sharing, mechanisms and incentives might differ from those in low-income countries.

Figure 3: Growth of DAS for Publications with National Collaboration.

Figure 4: Growth of DAS for Publications with International Collaboration.

The increase in DAS in high-income countries (from 6% in 2017 to 38% in 2022) is consistent with national trends again reflecting a more gradual adoption of data sharing practices (Figure 4). In contrast, the growth in DAS for low-income countries (from 19% in 2017 to 55% in 2022) is notable, perhaps influenced by international standards and policies from collaborative bodies, which often require open data practices.

It is also important to note that, for the low-income country group, DAS practices are more frequently observed among publications with national collaboration (66%) than those with international collaboration (55%). Such a pattern does not exist for the high-income country group. But why? Are national research data sharing policies and regulation ascending the agenda? Does the type of research conducted in national collaboration entail stronger DAS practices?

With these questions, we zoom into Ethiopia as an example to explore the underlying funding and discipline focuses behind the country’s research output and whether they exhibit different DAS practices.

The Case of Ethiopia

Ethiopia has seen significant growth in research activity and outputs in recent years. At the same time, it has demonstrated rapid improvement in DAS practices. 

Figure 5 demonstrates how Ethiopia has emerged as the leading country in upholding research integrity within the lower-income group through the provision of DAS within its research output. Such practices not only distinguish Ethiopia in the context of lower-income nations but also demonstrate a level of best practice that out-competes with higher-income countries. This observation is complemented by Ethiopia’s stronghold in other Trust Markers (Figure 6).

Figure 5: Growth of DAS for Publications by Income Group.

Figure 6: Ethiopia’s Trust Marker Performance 2017-2022.

Between 2017 and 2022, Ethiopia’s research output has increased more than three fold, from approximately 3000 publications to more than 11,000 publications (Figure 7). Concurrently, the % of publications with DAS increased from approximately 20% to 65%.

Figure 7: Recent Research Activity in Ethiopia, Collaboration Trends and DAS.

The overall growth in Ethiopia’s DAS practices coincides with its research focus in the area of Health (Habtewold et al, 2022). Between 2019-2022, of Ethiopia’s publications classified with an SDG, 61% are related to SDG3 Good Health and Well-being. This is substantially higher than the global distribution of SDG research, where 43% of publications with SDG classifications are related to SDG3 for the same period. This aligns with the general pattern we observed in Dimension’s research integrity database, where SDG3 stands out in terms of trust marker performance.

Having established that SDG3 dominates Ethiopia’s research landscape, a deeper dive into the data further reinforces the country’s research priorities. When categorizing publications by Field of Research (FoR), specifically output tagged as a national collaboration or a single institutional publication, it becomes evident that Biomedical and Clinical Sciences, together with Health Sciences, stand out as the predominant fields. These two Fields of Research represent 57% of Ethiopia’s independent research efforts throughout the same timeframe (Table 3).  In contrast, when examining the FoR breakdown globally, the predominant areas of research are Biomedical and Clinical Sciences (23%) and Engineering (17%). This comparison further demonstrates the unique emphasis on health-related research within Ethiopia.

Field of Research (FoR)Total Publications Ethiopia
(2019-2022)
% Publications
32 Biomedical and Clinical Sciences923932%
42 Health Sciences718025%
30 Agricultural, Veterinary and Food Sciences24698%
40 Engineering17056%
44 Human Society16496%
31 Biological Sciences13335%
41 Environmental Sciences11364%
37 Earth Sciences8413%
46 Information and Computing Sciences5242%
35 Commerce, Management, Tourism and Services4632%
39 Education4572%
34 Chemical Sciences3891%
49 Mathematical Sciences3511%
38 Economics3341%
33 Built Environment and Design2121%
51 Physical Sciences2111%
48 Law and Legal Studies1761%
52 Psychology1761%
47 Language, Communication and Culture1681%
50 Philosophy and Religious Studies650%
43 History, Heritage and Archaeology530%
36 Creative Arts and Writing280%
Table 3: Ethiopia’s Publications 2019-2022 by Field of Research.

The subset of Ethiopian publications with national collaboration leads in DAS practices, followed by those with no cross-institution collaboration, and then publications with international collaboration. This suggests that a primary driver of change in DAS practices stemmed internally from Ethiopia as a country. One example is the country’s National Data Management Center for Health (NDMC), which serves as the hub to store, process, manage, and synthesize health-related research data for decision making by the Federal Ministry of Health. It is also important to consider the suggestion that Ethiopia’s research is primarily led by dedicated research institutes which maintain a national remit and are generally for the purpose of informing national policy.

In talking with Leslie McIntosh, VP Research Integrity, Digital Science, we have gained further insights. “Ethiopian researchers embody the spirit of open science that the country has wholeheartedly embraced”, says McIntosh. “When their government enacted open access mandates in 2019, requiring publicly-funded research to be freely shared, Ethiopia’s universities and libraries adapted quickly to comply. Now we see the fruits of that policy in action – with research data more clearly reported and made widely available to all. Ethiopia sets an example for putting open science policy into practice, building capacity and trust in its research through commitment to transparency and accessibility.”

Conclusion

An examination of DAS and other Trust Marker data in the Digital Science database suggests that research collaboration at various levels, nationally and internationally,  encourages exemplary DAS practices. Significant improvements in research transparency, accessibility, and reproducibility are notable outcomes when individual researchers, institutions, and a nation work collaboratively to establish clear data management plans, guidelines, and sharing protocols. We note that while higher income countries demonstrate a steady improvement in DAS rates over time, the growth trajectory lags behind that of low-income regions. Income level alone does not fully determine integrity of research practices. Strategic policies, collaborative models and research agendas catering to local priorities and issues all play a part. We see the pivotal role of national agendas in facilitating DAS, as evidenced by the case of Ethiopia. A cohesive national strategy and commitment to data openness can significantly influence the success of research data management initiatives that benefit both the research community and society as a whole. 

As the open science movement continues to gain momentum, tracking how these dynamics evolve across different regions will provide crucial insights into how a shared commitment to accessibility and best research practices can benefit scientific progress universally.   

There is a keen anticipation for increased interaction with countries like Ethiopia and other African nations, acknowledging their crucial role in advancing the global progression of open science. As McIntosh noted, “I look forward to more interaction with Ethiopia and other African nations in the future to put open science policy into practice.”

References

[1] Aksnes, Dag W. and Sivertsen, Gunnar. “Global trends in international research collaboration, 1980-2021①” Journal of Data and Information Science, vol.8, no.2, 2023, pp.26-42. https://doi.org/10.2478/jdis-2023-0015

[2] Tesfa Dejenie Habtewold, Nigussie Tadesse Sharew, Aklilu Endalamaw, Henok Mulugeta, Getenet Dessie, Nigus G. Asefa, Getachew Mulu Kassa, Wubet Alebachew Bayih, Mulugeta Molla Birhanu, Balewgize Sileshi Tegegne, Andreas A. Teferra, Abera Kenay Tura, Sisay Mulugeta Alemu “Mapping publication outputs, collaboration networks, research hotspots, and most cited articles in systematic reviews and meta-analyses of medicine and health sciences in Ethiopia: analyses of 20 years of scientific data”. medRxiv 2022.02.24.22271416; doi: https://doi.org/10.1101/2022.02.24.22271416

[3] Assessing the needs of the research system in Ethiopia – GOV.UK

Further reading on using Dimensions data to explore research collaborations across income regions:

Porter, Simon J., and Daniel W. Hook. “Connecting Scientometrics: Dimensions as a route to broadening context for analyses.” Frontiers in Research Metrics and Analytics 7 (2022): 835139. https://doi.org/10.48550/arXiv.2112.08472

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A tale of two pharmas – Global North and Global South https://www.digital-science.com/tldr/article/a-tale-of-two-pharmas-global-north-and-global-south/ Tue, 03 Oct 2023 11:55:34 +0000 https://www.digital-science.com/?post_type=tldr_article&p=66722 In this blog we present findings from a bibliometric evaluation of scientific publications that include a contribution from the top ten pharmaceutical companies in the Global North and Global South, which have been indexed in Digital Science’s Dimensions database in the past five years (2018 to 2022). The study maps aspects of the landscape in this area exploring differences in pharmaceutical research practices from different perspectives including funding and collaboration, pharmaceutical research and its association with the SDGs, the impact of the cost of medicines developed by pharma and their accessibility in distinct geographic regions. The results show significant gaps between the two global areas, but also some ways where these gaps are now closing.

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Perspectives on funding and collaboration, and the localisation of SDGs in the pharmaceutical industry

“Nearly two billion people globally still lack access to essential medicines and vaccines that could prevent and treat diseases, relieve suffering, improve quality of life and prevent deaths”.

GlaxoSmithKline.[1]

Summary

In this blog we present findings from a bibliometric evaluation of scientific publications that include a contribution from the top ten pharmaceutical companies in the Global North and Global South, which have been indexed in Digital Science’s Dimensions database in the past five years (2018 to 2022). The study maps aspects of the landscape in this area exploring differences in pharmaceutical research practices from different perspectives including funding and collaboration, pharmaceutical research and its association with the SDGs, the impact of the cost of medicines developed by pharma and their accessibility in distinct geographic regions. The results show significant gaps between the two global areas, but also some ways where these gaps are now closing.

Contents

Introduction

Access to essential medicines is a serious global concern, regardless of the income level of a country. Medicines are not affordable for those who need them in many low- and middle-income countries (the Global South), and many new medicines are too expensive even for the health systems of middle- and high-income countries (the Global North)[2].

“An estimated two billion people worldwide still lack access to essential medicines and vaccines.”

World Health Organization (WHO) report.[3]

Staggeringly, an estimated two billion people worldwide still lack access to essential medicines and vaccines that could prevent and treat diseases, relieve suffering, improve quality of life and reduce deaths,[3] and the majority of these people are living in global south countries. This is a clear example of fragmentation in our society – a disconnect between the ‘haves’ and ‘have nots’, where science and medicine could save lives but are unable to overcome the barriers in their way.

Pharmaceutical companies are recognised as being uniquely positioned to remedy this and improve people’s lives by producing innovative and affordable medicines[4]. However, their products have generally been developed to target more lucrative markets and, as a result, are often poorly matched with the needs of global south countries.

Achieving equitable access to medicines is a key component in the UN’s Sustainable Development Agenda.”

Dr Briony Fane, Digital Science

Achieving equitable access to medicines is a key component in the UN’s Sustainable Development Agenda. In particular, one of the targets of the UN’s Sustainable Development Goal 3 (SDG3) – ‘Good Health and wellbeing’ – is to achieve Universal Health Coverage (UHC) and is a critical driver to realising health equity. Equitable access and resilient health systems are the basis for UHC, by enabling availability, affordability, and acceptability to ensure that people can get the right medicines of the right quality at the right price and at the right place[5].

Since 2006 the UN’s Industrial Development Organization (UNIDO) has provided support and assistance to advance local pharmaceutical production in developing countries where its support contributes effectively to strengthening the health security of the global south countries and as a follow on to attaining SDG3, addressing the need for “access to safe, effective, quality, and affordable essential medicines and vaccines for all”[6]. However, there remain barriers for many people in the world who have difficulty accessing the healthcare they need for multiple reasons, including:

Source: Astellas[7]

While countries in the Global South have obtained benefits from pharmaceuticals originally developed for high income country markets, little research has been conducted on diseases that primarily affect these countries, such as malaria or tuberculosis.”

From “Access to Essential Drugs in Poor Countries: A Lost Battle?”[8]

Even for diseases that affect both the Global North and the Global South alike, research often focuses on products that are best suited for use in the Global North. For example, a lot of pharmaceutical research has been conducted on complex AIDS drugs that are more useful in global north countries, but too expensive and difficult to deliver to much of the population in global south countries.[9] The lower income countries take the bulk of the global disease burden, yet essential healthcare products are often unaffordable or unavailable to them.

Achieving greater access for the global south countries who have less access to the most essential of medicines requires pharmaceutical companies to give them a place in their business operations. The 2022 ‘Access to Medicine Index’[10] evaluates and compares 20 of the world’s leading research-based pharmaceutical companies according to their efforts to improve access to medicine. Data analysed for the 2022 Index found that more companies had stepped up their access efforts – including some companies that were previously less likely to take action.[11] The data relates to 83 diseases, conditions and pathogens that disproportionately impact people living in the 108 global south countries in scope of the Index, where better access to medicine is most urgently needed. Most recently, Johnston & Johnston has agreed to allow generic versions of the drug bedaquiline in dozens (96) of lower income countries to be made available. It is implementing this by providing the Global Drug Facility (GDF)[12] with licences enabling the organisation to procure and supply generic forms of the drug countries the organisation supplies.[13]

The ability to contribute to health equity and, more specifically, facilitate access-to-medicine, has increasingly become a priority for the pharmaceutical industry. However, while steps are being taken to improve access to their products in the global south, many plans and strategies still overlook the poorest countries.

The new geography of the pharmaceutical industry

The geographic concentration of the pharmaceutical industry currently sits in those countries with the fastest growing economies.”

Dr Briony Fane, Digital Science

The geographic concentration of the pharmaceutical industry currently sits in those countries with the fastest growing economies. This concentration is gradually starting to shift and more and more we are seeing that pharmaceutical production in developing countries is increasing. For instance, India is now a more prominent and developing player in the global pharmaceutical industry and their domestic pharmaceutical market’s growth outpaced that of the overall economy by 2-3% a year[14]. According to China Briefing, the Chinese pharmaceutical market has grown in the past few years, with a 200% increase in market capitalisation between 2016 and 2020.[15] Thus, although the US pharmaceutical industry still dominates the global market, accounting for roughly 50% of global pharmaceutical sales revenue, we are seeing shifting patterns in the geography of the pharmaceutical industry.

The research-based pharmaceutical industry is also entering a new era in medicines development[16] and there is fast growth in the market and research environment in emerging economies such as Brazil, China and India, leading to a gradual migration of economic and research activities from Europe to these markets[17]. That said, of the 40 vaccine manufacturers in 14 nations that are part of The Developing Countries Vaccine Manufacturers Network, currently just one is African: the Biovac Institute based in Cape Town, South Africa, which delivers over 25 million doses of vaccines each year for illnesses such as measles, polio and tuberculosis.[18]

Consequently there is still a heavy reliance on external sources and the export of medicines to African nations. However, within the next two decades, the African Union member states are aiming for 60% of Africa’s routinely used vaccines to be manufactured on the continent.[19]  With roughly half the population of Africa lacking regular access to the most essential medicines, according to the WHO,[20] attempts to reduce this has seen a growing number of healthcare practitioners beginning to build the pharmaceutical manufacturing capacity on the African continent.

Crossing the continents, Bangladesh’s pharmaceutical industry is unique in the Global South. Driven by active government policies, output has grown a thousand times since 1982, to US$2 billion (around 1% of gross domestic product), making it the biggest white collar employer in the country. The industry supplies pharmaceuticals to almost the entire domestic market and more than 100 other countries including the United States.[21]

The pharmaceutical industry’s commitment to the Sustainable Development Goals (SDGs)

The value of translating scientific evidence into action in support of the SDGs and their attainment is of paramount importance. The pharmaceutical industry’s participation in accelerating achievement of the SDGs requires that its roadmap for research and development includes demonstrating its ability to tackle diseases in both global south and global north countries. 

The need to have access to safe and effective essential medicines is so important that it has been designated a basic human right by the World Health Organization.[22] This importance has been given further weight by its inclusion in the UN’s Sustainable Development Agenda.

Access to medicine is essential for ending epidemics and reducing the mortality in non-communicable diseases and is one of the targets of Sustainable Development Goal 3 – Good Health and well-being (SDG3.4). Of course, living healthy lives is what most people would expect, or at the very least hope for, in the 21st century. However, for millions, this remains an aspiration. The mission of SDG3 is to change this and ensure healthy lives and promote well-being for people of all ages, and the pharmaceutical industry is making inroads in its contribution to SDG3 and beyond.

For example, GlaxoSmithKline (GSK) expresses a long-term commitment to improving access to health care across the world. Since 2010, it has capped the prices of patented medicines and vaccines in the “least developed countries” at 25% of those in the EU5 (France, Germany, Italy, Spain, and the UK) as long as manufacturing costs are covered[23]

We also examine how the UN SDGs influence the pharmaceutical industry to do more good than changing and saving lives. So although the pharmaceutical industry’s primary impact is in SDG3, other Goals such as SDG12 Responsible Consumption and Production and SDG6 Clean Water and Sanitation are also influential.

“A number of leading pharmaceutical companies now demonstrate ‘responsible production’ by, for example, reducing animal testing and hazardous chemical use (Bayer), recycling water in the manufacturing process (GSK), or education on vaccination for the community (Pfizer)…”

Dr Briony Fane, Digital Science

For example, a number of leading pharmaceutical companies now demonstrate ‘responsible production’ by, for example, reducing animal testing and hazardous chemical use (Bayer), recycling water in the manufacturing process (GSK), or education on vaccination for the community (Pfizer), along with wastewater management, water recycling, and the use of green chemistry aimed to address environmental issues. The above examples focus on targets set out in SDG12 and SDG6.

Methodology

We extracted the top ten pharmaceutical companies by income using GRID IDs (parent GRID), whilst extracting the (child GRID) ID for each company (the top pharmaceutical companies operate worldwide and have subsidiaries across the globe) and this allowed us to split them into those operating in global north countries and those operating in global south countries depending on operation bases, ie, where top ten pharmaceutical companies based in the Global North have operations carrying out pharmaceutical research and development in the Global South. Dimensions allows us to do this using Google Big Query (GBQ) bringing together World Bank data for the Global North and Global South distinction, and the research output from Dimensions, to perform the analyses.  

Next, a simple boolean search string was created: “access medicine”~3 and, along with our search string of top ten pharmaceutical companies, Dimensions retrieved the relevant research outputs for pharmaceutical companies in global north and in global south countries.

Using the set of search results we filtered the research output by Global South (low and lower-middle income countries) and Global North (high and upper-middle income countries).

Analysis

Global North and Global South

In this section we analysed the relevant research that involves the top ten pharmaceutical companies and their contribution to research on ‘access to medicine’ in the Global North and in the Global South.

To get an initial sense of the data, we first analysed ‘access to medicine’ research publications featuring top ten pharmaceutical companies, using Dimensions. This enabled us to ascertain the geographical distribution of the pharmaceutical companies’ participation in this domain (see Figure 1) in global north and global south countries.

Figure 1: Total volume of  all  ‘access to medicine’ relevant research publications in the last 22 years  (2000-2022)  grouped by author/researcher country income group. Source: Digital Science Dimensions.

Figure 1 details the total volume of research publications associated with ‘access to medicine’ research by country income level..  Of the total volume (3,165 publications), 109 (3.4%) include a contribution from the pharmaceutical industry. 1,473 publications from the dataset did not have the required data to determine country-income group (46%).

Pharmaceutical funding and collaboration with ‘access to medicine’ research publications

Figure 2: Total volume of pharmaceutical funded, collaborative, or both  ‘access to medicine relevant research publications overall by country income level from 2015-2022. Source: Digital Science Dimensions and World Bank Data (GBQ).

Figure 2 outlines the volume of papers across global north and global south countries over time.  We note that a mixed pattern emerges. We also note that numbers are small and might expect this for two reasons.  Firstly, access to medicine research is a particularly niche area of research, and secondly, historically, it has not been common for the pharmaceutical industry to collaborate on academic research. But this is changing with links between academia and the pharmaceutical industry increasing both as funding partners or as collaborators, or both.[24] The data here would confirm this.  What is apparent is that pharmaceutical companies predominantly collaborate with researchers and fund more research in the high income countries of the Global North. Although there is evidence of pharmaceutical companies funding  and collaborating with research in the global south, it is to a much lesser extent. Figure 3 reveals that collaboration in conjunction with funding by pharma for research associated with ‘access to medicine’ is evident in 2022 for the first time. It would be interesting to see whether this is the starting point for the pharmaceutical industry’s engagement and collaboration with academic researchers in the Global South going forward.

Figure 3: Volume of  ‘access to medicine’ relevant research publications funded by the top ten pharmaceutical companies, collaborated with pharmaceutical companies, or both, over an eight year time frame across high, upper middle (global north) and lower-middle/low income (global south) countries. Source: Digital Science Dimensions and World Bank Data (GBQ).

The top ten pharmaceutical industry’s contribution to ‘access to medicine’ relevant research in Global North and Global South countries is displayed in Figure 3 above detailing the extent to which collaboration and funding in this area is focused in the two regions over an eight year period.  Immediately apparent is the stronger commitment to the higher income countries, where, in particular, the pharmaceutical industry’s collaborations with academic research is most pronounced. Funding and/or collaborating with research in the Global South shows data only across three years.

Table 1: Cross-tabulation of top 10 Pharma companies collaboration or funding or both collaboration and funding of ‘access to medicine’ research outputs. NB grey highlight indicates either funding only or collaboration only.  No highlight indicates both funding and collaboration.  Source: Digital Science Dimensions and World Bank Data (GBQ).

Pharma funding and collaboration associated with the UN Sustainable Development Goals

Figures 4a: Volume of ‘access to medicine’ relevant research publications related to UN Sustainable Development Goals and funded and/or collaborated with the top ten pharmaceutical companies in the Global North (upper middle and high income). See Figure 4b for the Global South. Source: Digital Science Dimensions World Bank Data (GBQ).
Figures 4b: Volume of ‘access to medicine’ relevant research publications related to UN Sustainable Development Goals and funded and/or collaborated with the top ten pharmaceutical companies in the Global South (lower middle and low income). See Figure 4a for the Global North. Source: Digital Science Dimensions World Bank Data (GBQ).

Figures 4a and 4b above assess the volume of research outputs that are associated with the UN’s SDGs, either funded or in collaboration with, or both, the pharmaceutical industry. Unsurprisingly, the research focus is predominantly with SDG3 – Good health and well-being, however the data would suggest that there are potentially starting to be signs of their focus extending to SDG12 Responsible Production and Consumption (eg, supply chains) and SDG6 Clean Water and Sanitation (eg, management of wastewater). With reference to SDG6, advances in wastewater treatment processes are being made in the industry to prevent the discharge of harmful substances into water resources and the environment. In fact  AstraZeneca has made an 18.7% reduction in water use since 2015 and 100% reduction of active pharmaceutical ingredients discharges from AstraZeneca sites. 92% of discharges from direct suppliers were in compliance with SDG6 target 6.3.[25] With respect to SDG12 again, AstraZeneca averted 2,129 tonnes of waste in 2022 alone by selling it as a by-product.

Figure 5: VOSviewer network of the geographical collaborations for pharma funded and/or collaborative research. The greater size of the country circles indicates the volume of published research. Source: Digital Science Dimensions.

The geographical distribution of the top ten pharmaceutical industry’s participation in research associated with ‘access to medicine’ research was examined using a collaborative network visualisation tool (see Figure 5 above), VOSviewer. The tool allows us to see, in this instance, countries participating in research focused on ‘access to medicine’, the collaborative networks between those countries, and where pharmaceutical companies concentrate their collaborations. Understanding geographic patterns can also help to identify potential gaps and highlight areas where more collaborative effort might be valuable. It can also indicate regions where the pharmaceutical industry is more proactive in supporting research on access to medicines.

Figure 6: Top ten pharmaceutical company funding and/or collaboration with different industry types. NB 50 publications had an industry type of ‘unknown’ and are excluded from this chart.  Source: Digital Science Dimensions.

Funding Sources-Pharmaceutical Partnerships

We present data in Figure 6 to provide an understanding of the financial and/or collaborative support from the pharmaceutical industry behind research focused on ‘access to medicine’ in different sectors. Analysis of the dataset using Dimensions, allowed us to determine the proportion of research funded by pharmaceutical companies, alongside other sources, including government agencies, foundations, and nonprofit organisations. The analysis provides an indication (despite small numbers[26]) of the extent of the pharmaceutical industry’s financial commitment to ‘access to medicine’ research in the Global North and Global South, and helps to evaluate the diversity of pharmaceutical funding of research in this area.

Conclusion

Exploring a niche area of research as we have done here with our focus on ‘access to medicine’, means that the data retrieved will be small in number, and made smaller by the introduction of a filter which is possible using Dimensions which in this case is the top ten pharmaceutical companies. Lower numbers in an analysis naturally brings with it a number of caveats, and one in particular, the robustness of the data and subsequent outcomes.

Despite this, it is still worthwhile and beneficial to explore the research from this perspective and has provided some useful insights. Insights such as the industries that the pharmaceutical industry supports in this niche area and where we see that it is not just in healthcare but also in education, government, not for profits, etc that science is funded for the development of new pharmaceutical products aimed at transforming lives.

“…it is not just in healthcare but also in education, government, not for profits, etc that science is funded for the development of new pharmaceutical products aimed at transforming lives.”

Dr Briony Fane, Digital Science

Further, the geography of the pharmaceutical industry’s participation in this area of research indicates perhaps the start of a growing commitment to its involvement in addressing the access to medicine in all areas in the world and evidence of collaboration across the Global North and Global South, however small, shows a level of responsibility being taken by the industry.

Finally, on a general note, a survey by the Association of the British Pharmaceutical Industry in 2022 found that ‘industry-academic links were at an all time high and identified several trends pointing to the continued support of the pharmaceutical industry for students training and research all across the UK and worldwide’.[27]

“The geography of the pharmaceutical industry’s participation in this area of research indicates perhaps the start of a growing commitment to its involvement in addressing the access to medicine in all areas in the world and evidence of collaboration across the Global North and Global South, however small, shows a level of responsibility being taken by the industry.”

Dr Briony Fane, Digital Science

References

[1] https://www.gsk.com/en-gb/responsibility/global-health-and-health-security/improving-access-to-healthcare/

[2] Wirtz VJ, Hogerzeil HV, Gray AL, Bigdeli M, de Joncheere CP, Ewen MA et al. Essential medicines for universal health coverage. Lancet. 2017;389(10067):403–76

[3] https://cdn.who.int/media/docs/default-source/essential-medicines/fair-price/chapter-medicines.pdf?sfvrsn=adcffc8f_4&download=true

[4] https://unglobalcompact.org/library/1011

[5] https://www.gsk.com/en-gb/responsibility/global-health-and-health-security/improving-access-to-healthcare/

[6] https://www.unido.org/our-focus-advancing-economic-competitiveness-investing-technology-and-innovation-competitiveness-business-environment-and-upgrading/pharmaceutical-production-developing-countries

[7] https://www.astellas.com/en/sustainability/access-to-medicines

[8] Pecoul, Bernard et al. 1999. “Access to Essential Drugs in Poor Countries: A Lost Battle?” Journal of the American Medical Association. January 27, 281:4, pp. 361–67

[9] http://www2.hawaii.edu/~noy/362texts/pharma.pdf

[10] https://accesstomedicinefoundation.org/medialibrary/2022_access-to-medicine-index-1669982470.pdf

[11] https://accesstomedicinefoundation.org/medialibrary/2022_access-to-medicine-index-1669982470.pdf

[12] https://www.stoptb.org/facilitate-access-to-tb-drugs-diagnostics/global-drug-facility-gdf

[13] https://www.science.org/content/article/major-drug-company-bends-battle-over-access-key-tb-treatment?utm_source=Nature+Briefing%3A+Translational+Research&utm_campaign=89b7cf8e10-briefing-tr-20230726&utm_medium=email&utm_term=0_872afe2a9a-89b7cf8e10-47896968

[14] https://www.wilsoncenter.org/blog-post/indias-economic-ambitions-pharmaceutical-industry

[15] https://www.china-briefing.com/news/china-booming-biopharmaceuticals-market-innovation-investment-opportunities/

[16] https://www.efpia.eu/media/637143/the-pharmaceutical-industry-in-figures-2022.pdf

[17] https://aijourn.com/press_release/pharmaceutical-glass-packaging-global-market-report-2023-growth-of-pharmaceutical-industry-in-emerging-economies-drives-sector-researchandmarkets-com/

[18] https://unctad.org/news/covid-19-heightens-need-pharmaceutical-production-poor-countries

[19] Saied, AbdulRahman A.a,b,*. Africa is going to develop their own health capabilities for future challenges – Correspondence. International Journal of Surgery 99():p 106585, March 2022. | DOI: 10.1016/j.ijsu.2022.106585

[20] https://www.who.int/news/item/13-12-2017-world-bank-and-who-half-the-world-lacks-access-to-essential-health-services-100-million-still-pushed-into-extreme-poverty-because-of-health-expenses

[21] https://www.un.org/ldcportal/content/what-ldc-graduation-will-mean-bangladesh%E2%80%99s-drugs-industry

[22] https://apps.who.int/iris/bitstream/handle/10665/255355/9789241512442-eng.pdf

[23] https://www.ncbi.nlm.nih.gov/pmc/articles/PMC6316355/

[24] https://www.abpi.org.uk/media/news/2022/september/new-survey-shows-collaboration-between-pharmaceutical-industry-and-uk-academia-is-growing/#:~:text=This%20year’s%20survey%20shows%20that,3%2Dfold%20increase%20since%202015.

[25] https://www.astrazeneca.com/content/dam/az/Sustainability/2023/pdf/Sustainability_Report_2022.pdf

[26] The small numbers in part might be the result of the pharmaceutical industry being less eager to publish their funded research in this area, though the topic of the search for “access to medicine’ is less ‘confidential’ in comparison to research published on a potentially new pharmaceutical ingredients etc.

[27] https://www.abpi.org.uk/facts-figures-and-industry-data/industry-and-academia-links-survey-2022/

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Navigating Trust in Academic Research: The Rise of Data Availability Statements – Part I https://www.digital-science.com/tldr/article/navigating-trust-in-academic-research-rise-of-data-availability-statements-pt1/ Wed, 23 Aug 2023 07:15:29 +0000 https://www.digital-science.com/?post_type=tldr_article&p=65392 This blog series ventures into the realms of research integrity and transparency - with a focus on the rise of Data Availability Statements.

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Navigating Trust concept image

In an era of miscommunication and escalating pressures on academic researchers, the bedrock of credibility and trustworthiness in the scholarly world is under the microscope like never before. In this blog series, we venture into the realms of research transparency, focusing first on the rise of Data Availability Statements. We explore what research powerhouses are leading the charge in providing these critical transparency markers and the underlying trends behind this data. Dive in as we uncover the influences and paradoxes of the academic trust landscape.


Introduction

In the realm of academic communication, research integrity has emerged as a pivotal concern in recent years. It is a keystone principle that spans all disciplines, all cultures, and all geo-political divides. The good practices around data availability, ethical declarations, funder acknowledgement, detailed author contributions, and conflict of interest disclosures are not mere administrative tasks; they serve as guiding beacons, offering reassurance that research is conducted with honesty and transparency. We call these Trust Markers. The trust markers enable researchers to establish and nurture a strong foundation of trust with the public, industry, and funders. 

Welcome to the first part of our blog series, “Navigating Trust in Research”. Inspired by recommendations from the Hong Kong Principles for assessing research (Moher et al), and the Singapore Statement on Research Integrity, we embark on a journey into the realm of research integrity using Trust Marker data from Digital Science’s Dimensions database. We explore an abundant resource of insights offering the potential to reshape our perspectives on scholarly contributions, fortify trust in today’s research landscape, and harness this data to recognise, reward and encourage best practice on a global scale. 

Our inaugural instalment focuses on what can be regarded as the most critical component of a research output: the underlying data. Our analysis explores the growth in Data Availability Statements (DAS) and the trends that underscore commendable research practices with regard to data availability and transparency. In an era that places a premium on trust and ethical research, DAS emerge as pillars of credibility. They support the path to open science, equipping scholars, policymakers and stakeholders with the tools to challenge or support findings, scrutinise and validate methodologies – ultimately strengthening the underlying foundations of sharing knowledge.

When researchers choose to openly share their methodologies and data, they make a strong statement about their commitment to transparency and accountability. This action communicates to the public that they welcome scrutiny and have confidence in the thoroughness and ethical foundations of their work. Such openness can help to build public trust and establish researchers as dependable contributors to the knowledge pool – a role that is incredibly valuable in our current era of misinformation.

Dimensions Research Integrity Data

Trust Markers (i.e. explicit statements on a paper such as funding acknowledgement, data availability, conflict of interest statements, author contributions, and ethical approval) are the hallmarks of transparent and reproducible scientific research. The Dimensions Research Integrity (DRI) dataset uses AI models to recognize these Trust Markers in scientific publications. The resulting dataset provides information on the presence or absence of the Trust Markers across 33 million research articles, conference proceedings, books, chapters, and preprints from 2010. This data provides invaluable insights into authorship, reproducibility and transparency. 

Methodology 

In conducting this analysis, we rely on Digital Science’s Dimensions database and the Dimensions Research Integrity dataset. We use the Dimensions on Google BigQuery provision to extract data on research output, underlying funder data and associated countries using the organisation associated with each author. Additional country data from the Google BigQuery World Bank dataset is also integrated for further analysis. Research output for this study excludes books, chapters and monographs. 

To ensure focused analysis, our data has been limited to research outputs from 2017 to 2022 and grouped at the country level. After ranking countries by the quantity of research output, those cumulatively responsible for the top 70% of research output over this period have been selected as the underlying dataset. 

The Dimensions Research Integrity (DRI) data has been used to assess the proportion of Trust Markers against the research output. The DRI data accounts for 68% of the extracted research output for the timeframe i.e. we had 68% coverage of DRI data against our data extraction of research output from 2017-2022. Publications excluded from the DRI dataset have been omitted from the analysis.

For the purpose of this blog, we focus on the provision of DAS and zoom into a subset of data on the quality of the statement (e.g., whether repository data was provided and/or the URL location of the repository). 

This allows us to gain valuable insights into the prevalence and quality of DAS, an essential aspect of research integrity and transparency.

Importance of the Data Availability Statement (DAS)

A Data Availability Statement (DAS) is a crucial component of a scientific article, highlighting the accessibility of the research data. A DAS should advise how the reported data supporting the study’s findings can be accessed. 

Though many publishers and funders offer guidance on the composition of a DAS based on their distinct policies, not all make it a compulsory requirement. Incorporating a DAS can however enhance the credibility and validity of research findings by bolstering the transparency and quality of the study behind the publication. Additionally, it elevates the quality of the publication and enhances the potential for the associated data to be cited and even built upon, helping research studies become reproducible, and minimising unnecessary repetition. This is of particular importance with regard to capacity-building efforts. Researchers from economically emergent countries or marginalised communities can access existing datasets, which reduces the need for duplicative data collection, promoting cost-effective research. The necessity of a DAS became acutely evident during the COVID-19 pandemic, as “just-in-time” data became paramount, catalysing swift global research collaborations through immediate access to trustworthy and verifiable datasets.

A DAS can serve another useful role: detailing the rationale for any restrictions on data accessibility, such as the need to safeguard personal information. 

Findings

The 14 countries selected for the analysis (the United States, China, the United Kingdom, Germany, India, Japan, Russia, Brazil, Italy, Indonesia, Canada, France, Spain, and Australia) roughly account for 70% of the world’s research output from 2017 to 2022, according to Dimensions data. This implies that the amalgamated trend we observe from the 14 countries would ideally provide a good representation of the megatrend in DAS practices. These research superpowers will also have profound influences in shaping and driving the DAS practices around the world.

The proportion of publications containing DAS grew phenomenally over the past five years (Figure 1). In 2017, only about one in every 25 publications contained a data availability statement. In 2022, a data availability statement is found in nearly one out of every three publications, with the most notable growth in DAS taking place in the last three years.

Figure 1: Proportion of publications containing DAS from 2017 to 2022 for the country cluster responsible for 70% of the world’s research output. Source: Dimensions.

Taking a closer look at the selected countries, Australia, the UK and Canada had been consistently outperforming the 30% DAS average (Figure 2). Japan had been closely resembling the average DAS baseline, while India and Russia had been moving up along a ‘catch-up’ curve. China had a low DAS starting point of 3% in 2017 but it had been rising quickly and became the country with the highest proportion of publications containing DAS among the benchmarking group in 2022. The DAS trust marker of the US, in comparison, was at a higher-than-average point in 2017, but gradually fell below the average DAS baseline as other countries improved at a faster pace.

Figure 2: Proportion of publications containing DAS from 2017 to 2022: selected countries benchmarked against the country cluster responsible for 70% of the world’s research output. Source: Dimensions.

Field(s) of research, data sharing requirements imposed by funding agencies, and journal-specific publishing guidelines are known factors influencing DAS practices. If we look specifically at the metadata on funders, the proportion of publications containing DAS is higher for those with known funders (i.e. those whose underlying funder can be determined) as compared with those without (Figure 3). The gap has widened since 2020, corresponding with an increasing call in recent years to proactively publish and share data generated from publicly funded research. The EU Open Data Directive (formerly Public Sector Information (PSI) Directive), for example, came into force in 2019 and requires valuable public data to be re-usable, including those generated from research-performing organisations and research funding agencies.

Figure 3: Proportion of publications containing DAS from 2017 to 2022: a comparison between publications with and without known funders. Source: Dimensions.

At the country level, the availability of funder information is associated with differential impacts on DAS practices (Figure 4). In countries such as Indonesia, Russia, and Brazil, the proportion of publications containing DAS is substantially higher for those with known funders (i.e. 30-40% higher than those without known funders). It should be noted, however, that for countries such as Indonesia, publications with known funders represent a very small proportion of the national research output (i.e. 2% in the case of Indonesia); Trust Markers such as DAS are absent from the vast majority of the country’s research output.

Within the country benchmarking group, China showed the smallest difference in DAS practices between those with and without known funders.

Figure 4: Proportion of publications containing DAS from 2017 to 2022: a comparison between publications with and without known funders for the country cluster responsible for 70% of the world’s research output. Source: Dimensions.

Drilling down to the DAS sub-categories, we could see that, as recently as 2022, most publications (63%) containing a DAS indicated that data is available only upon request (Figure 5). Only 18% pointed to online repositories. The rest declared that data is available within the paper (8%), in the supplementary file (8%), or not publicly available (3%). This resonates with Couture et al.’s study in 2018, which reported unsatisfactory data recovery success under a particular funder-imposed requirement of public availability. 

This is worth further reflection as DAS practices should not be conceived as a box-ticking exercise. Knowing about data repositories commonly used in different fields could help researchers to improve DAS practices and make research data more transparent and discoverable.

Figure 5: DAS breakdown for the country cluster responsible for 70% of the world’s research output. Source: Dimensions.

Conclusion

Establishing evidence that research has undergone thorough scrutiny holds immense potential for bolstering research reputation and assuring legitimacy to external parties. As we strive for a more reliable and credible academic landscape, these Trust Markers become indispensable in establishing evidence of quality, safeguarding the integrity of research, and promoting a culture of transparency and accountability. When we consider the pivotal role that elevated research integrity standards now play, the prospect of incorporating such data into benchmarking frameworks or research evaluation processes becomes even more compelling. In an era marked by a surge in misinformation, coupled with the evolving challenges and pressures researchers face while striving to make meaningful scholarly contributions, quality matters.

In our next instalment, we will delve further into the factors that can influence the quality and content and the significance of a DAS. Have countries within emerging research economies also seen a growth in DAS practices? Are they associated with specific funding sources or collaboration patterns? We will explore the underlying metadata behind these publications. Furthermore we will look at how good practice in terms of data availability and transparency might influence citation patterns over time. 

Join us as we embark on our exploration into best practice, shedding light on a research landscape rooted in trust, collaboration, and a relentless pursuit of excellence.

Note: The authors have made the data associated with their post freely available. It can be found on Figshare here: https://doi.org/10.6084/m9.figshare.24018009

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